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Broker-DealerActive

KCG Securities Asia

寶通證券亞洲有限公司

50
Total licensed
5
Currently active
25
Arrivals tracked
28
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Chief Securities Limited1
2Ninth Eternity Securities1
3Tianfeng Securities1
4Tai Tak Securities1
5Sunwah Kingsway Futures1
6South China Financial1
7Sinochem1
8SDHG International Securities Limited1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1FT Securities3
2Arta Asset Management1
3Green Capital Limited1
4Success Securities Limited1
5Shenwan Hongyuan1
6QH Asset Management1
7Polymer Wealth Management Company Limited1
8Phillip Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

1Korea Investment & Securities5.62Norman Kong Securities Company Limited5.43Beta International Securities5.24Kin Fung Stock Company5.25CF Global5.26ITG Securities (Asia) Limited5.27Open Securities Limited5.28BlackRock5.29Ong Asia Securities (HK) Limited5.210Beijing Securities5.2