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Broker-DealerActive

Magic Compass Securities

摩石證券有限公司

35
Total licensed
4
Currently active
30
Arrivals tracked
21
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Prime Cdex Securities Limited5
2Prime Cdex Asset Management Limited3
3Quest Stockbrokers2
4Prime Cdex Futures Limited2
5Beijing Securities1
6Blackwell Global Futures Limited1
7Tung Shing Securities1
8Standard International Asset Management Limited1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Chelsea Securities Limited1
2Morgan Fuel Go Securities Limited1
3West Bull Securities1
4Webull1
5Wansom Securities (Hong Kong) Limited1
6SINOIF International Futures Limited1
7Sinohope Asset Management1
8Sino Linear Investment Management Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHAN Wing Yin 陳穎妍
Dealing
BQL5922025-07-09
LIU Xia 柳夏
Dealing
BQL6932025-07-02
SHEN Tailong 沈泰龍
DealingFutures
ARO8912025-06-25
LI Shaozhi 李少智
DealingAdvisingAsset Mgmt
BVA2642024-07-31

Top competitors by talent overlap

1Saxo Bank4.42The Core Securities Company Limited4.33Magpie Securities Limited4.34MC Financial Services4.25Grand China Securities4.16Halcyon Securities4.17Midas Securities Limited4.18Riche Bright Securities4.09CIS Securities Asset Management4.0