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National Resources Securities

中潤證券有限公司

National Resources Securities is a Hong Kong securities firm licensed across dealing, securities advisory, corporate finance advisory, and asset management, indicating a comprehensive financial services offering. The firm likely focuses on resource sector-related securities and corporate finance transactions, given its name, alongside general brokerage and portfolio management. Its client base probably encompasses institutional and retail investors, as well as corporate clients in the natural resources industry seeking capital markets advisory. The moderately active licensed team suggests an ongoing business with diversified revenue streams.

27
Total licensed
13
Currently active
1
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
11
🇨🇳China
2

People

Active SFC licences
Name CE# Joined
LI Xiyuan 李西媛
Dealing
BKK5942017-10-03
ZHI Zhihong 植志虹
DealingAdvisingAsset Mgmt
AYG2812017-03-27
CHOY Sze Chung, Jojo 蔡思聰
DealingAdvisingAsset Mgmt
AEA4722005-12-01
CHEN Po Sum 陳葆心
DealingAdvisingCorp FinanceAsset Mgmt
AAF6302003-04-01
TSUI Yun Man, Raymond 徐潤民
DealingAdvisingCorp FinanceAsset Mgmt
AAH6002003-04-01
CHAN Cheuk Ying 陳卓英
DealingAdvisingCorp FinanceAsset Mgmt
AAK3642003-04-01
CHAN Choi Lan 陳彩蘭
DealingAdvisingCorp FinanceAsset Mgmt
AAS3362003-04-01
ZEE Hon Dee 徐鳳娣
DealingAdvisingCorp FinanceAsset Mgmt
ABA7042003-04-01
LAU Kwok Hung 劉國雄
DealingAdvisingCorp FinanceAsset Mgmt
ACR7662003-04-01
LEE Yuk Lan 李玉蘭
DealingAdvisingCorp FinanceAsset Mgmt
ADL7102003-04-01
WONG Wai Yau 王懷柔
DealingAdvisingCorp FinanceAsset Mgmt
ADV2332003-04-01
WONG Suet Kan 黃雪勤
DealingAdvisingCorp FinanceAsset Mgmt
AFM4402003-04-01
CHEUNG Kwan Ho 張鈞豪
DealingAdvisingCorp FinanceAsset Mgmt
AIM0792003-04-01