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RiverCircle Investments Limited

合河投資有限公司

6
Total licensed
3
Currently active
7
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1BofI Securities1
2Peak Capital1
3Qiaocheng (Asia) Asset Management Company Limited1
4SBI China Capital1
5SBI China Capital Hong Kong Securities Limited1
6VMS Asset Management Limited1
7VMS Securities1

Where talent goes

Destination firms · departures 2003–present

1Altive1
2Nuvama Investment Advisors1
3Red South Investment Management Limited1

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
1
🇸🇬Singapore
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
MCBAIN Mary Charlotte
AdvisingAsset Mgmt
ABN1432025-11-28
CHIA Janice Jhet Yen
AdvisingAsset Mgmt
AOY7622021-05-06

Top competitors by talent overlap

1Yong River Capital Limited5.52River Delta Wealth Management Company Limited5.43Qiaocheng (Asia) Asset Management Company Limited5.44Cypress Capital Hong Kong Limited5.45Rhine Asset Management Company Limited5.46Red South Investment Management Limited5.47FountainCap Research & Investment5.48Kingbridge Capital Asset Management Limited5.39Rockhampton Management5.310FountainVest Capital Limited5.3