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VMS Securities

鼎珮證券有限公司

VMS Securities is a Hong Kong-based mid-sized broker-dealer and asset manager holding SFC licences across dealing, advisory, corporate finance, and asset management activities. The firm provides securities brokerage, investment advisory, and corporate finance advisory services, likely generating revenue from commissions, advisory fees, and fund management mandates. Its client base is believed to span retail and institutional investors as well as corporate clients seeking capital markets advice. VMS has historically been active in Hong Kong's local equity market and has a presence in smaller-cap and growth company advisory work.

140
Total licensed
13
Currently active
79
Arrivals tracked
67
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
9
🇨🇳China
4

People

Active SFC licences
Name CE# Joined
LAM Si Yang, Calvin 林思暘
Dealing
AOO2662026-03-16
JOOK Chun Kui, Raymond 祝振駒
Dealing
ACQ0952025-04-28
LUO Haozhong 羅浩中
Dealing
BWC4182025-04-11
ZHANG JING 張勁
Dealing
BVF7192024-09-05
CHEN Ya Chun 陳雅均
Dealing
BRI1852024-03-04
PENG Jiajie
Dealing
BRS0472023-07-13
GONG Biao 宫彪
Dealing
BTQ4912023-06-16
ZOU Jianming 鄒艦明
Dealing
AFW6382023-06-14
DING Jingyi 丁靜怡
Dealing
BTF0682023-05-29
MA Kin Yee Valerie 馬建怡
Dealing
BTH4162023-01-04
FOK Ka Leung 霍家亮
Dealing
ANH5602021-09-01
CHEUNG Man Chor Elton 張文礎
Dealing
BRM5722021-07-29
NG Siu Wai 伍兆威
DealingAdvisingAsset Mgmt
AYD1022017-05-31

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.