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Broker-DealerActive

The Core Securities Company Limited

核聚證券有限公司

38
Total licensed
7
Currently active
29
Arrivals tracked
20
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Frontier Capital Management2
2ACU Securities1
3Quam Securities1
4Yue Xiu Securities1
5YG International Partners1
6YG Capital Management Limited1
7UBS Asset Management1
8Stockwell Securities1

Where talent goes

Top 8 of 18

Destination firms · departures 2003–present

1Wealth Management Cube Limited2
2Integrity Securities2
3China Everbright Securities1
4Wealth Link Securities Limited1
5Suntek Financial Investment Company Limited1
6Rich Bay Securities Limited1
7Mont Avenir Capital Limited1
8Mighty Divine Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
YU Jinlin 余錦霖
DealingAdvisingAsset Mgmt
BVH0722025-11-04
LUO Li 羅立
DealingAdvisingAsset Mgmt
BWY6342025-10-30

Top competitors by talent overlap

1Leading Securities Company4.72Sumitomo Mitsui Trust4.63C.P. Securities International Limited4.64Standard International Asset Management Limited4.55COS-Capital Hong Kong International Co. Limited4.56L.V. Continuum & Co Limited4.57Asset Management One Hong Kong Limited4.58Saxo Bank4.59Suntek Financial Investment Company Limited4.510Changchun Securities Limited4.5