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Broker-DealerActive

Tian Yuan Finance Limited

天元金融有限公司

61
Total licensed
1
Currently active
32
Arrivals tracked
35
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Bright Smart Futures & Commodities Company Limited2
2Bright Smart Securities International2
3KGI Securities2
4BG Securities1
5Nine Rivers Capital Partners Limited1
6United Overseas Bank1
7Tung Shing Securities1
8Tung Shing Futures1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1CC Kingdom Corporate Finance Limited2
2China Zhong Heng Finance Group Limited2
3Southwest Securities2
4Delta Asia Wealth Management2
5Seazen Resources2
6AA Investment Management1
7Quam Securities1
8Yue Xiu Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

1Greater China Securities6.02China Hong Kong Capital Asset Management5.93China Securities Holdings Limited5.84Yuexing Securities5.85Jinghui Capital5.86China Construction Bank Securities5.87Yue Shing Securities Company Limited5.88San Wan Yuan & Company5.89BaoQiao Partners Securities5.810Mainland Securities5.8