SSFC Flows
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Broker-DealerActive

Tullett Prebon

101
Total licensed
18
Currently active
41
Arrivals tracked
54
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA7 · Automated Trading Services

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇬🇧United Kingdom
3
🇩🇪Germany
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
PREST Simon John
DealingAuto Trading
BJQ8062025-11-24
REINERT Scott Reinhard Hendrik
DealingFutures
AYW6672025-05-19
BETTS JORDAN LAWRENCE
DealingAuto Trading
BPF5632025-04-29
HERRMANN Gavin John
DealingFuturesAuto Trading
BCA2202024-01-11
CHOY Kai Man 蔡啟民
DealingAuto Trading
BBS8172023-03-14
CHEUNG Hoi Tsun Kevin 張凱竣
DealingAuto Trading
BGI9092023-03-14
KO Vanessa 高煒瑩
DealingAuto Trading
BIQ2002019-03-01
WONG Justin Jun Yip 黃鎮業
DealingFuturesAuto Trading
BCT6432014-01-24
CHAN Ming Ming, Regina 陳明明
Dealing
BAE0122012-09-07