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Broker-DealerInactive

UKFP

UKFP (UK Financial Planning) was a Hong Kong-based financial services firm formerly licensed for dealing in securities, advising on securities, advising on corporate finance, and asset management. With no active licensed persons, the firm appears to be defunct or dormant, having ceased active operations. It likely operated as a boutique financial advisory or wealth management firm catering to expatriate or international clients in Hong Kong. The firm no longer appears to be conducting regulated activities under the SFC framework.

64
Total licensed
0
Currently active
3
Arrivals tracked
40
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available