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Investment BankActive

Unicorn Securities Company Limited

益群證券有限公司

16
Total licensed
8
Currently active
6
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Bradbury Securities2
2Bison Corporate Finance Limited1
3Capital Global Management Limited1
4Pegasus Fund Managers Limited1
5Yuanta1

Where talent goes

Destination firms · departures 2003–present

1Kam Fai Securities Company Limited1
2Phillip Securities1
3Target Capital Management1
4Yuet Sheung International Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇹🇼Taiwan
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHIOU Shun-Hui 邱舜慧
Dealing
AOE6602025-12-18
LO Kuan Yu 羅冠宇
Dealing
BVI5652025-09-16
WANG Hui-Chi 王慧琦
Dealing
AXT4892025-09-08
JAO Meng Yu 饒孟友
DealingFuturesAsset Mgmt
ABZ0242015-07-23
HO Kin Pong, Joel 何健邦
Dealing
ABR5572007-09-05

Top competitors by talent overlap

1Norman Kong Securities Company Limited5.22Beta International Securities5.13Phoenix Capital Securities5.04BlackRock5.05Quam Securities5.06Guojin Securities5.07Beijing Securities5.08Matrix Securities5.09RHB Securities4.910Sheng Yuan4.9