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Broker-DealerActive

Yuanta

元大證券(香港)有限公司

1,365
Total licensed
162
Currently active
679
Arrivals tracked
595
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
81
🇹🇼Taiwan
28
🇨🇳China
24
🇬🇧United Kingdom
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
LIANG YUJIE - 梁瑜婕
Dealing
BXO5212026-03-02
KU Ming Jen 顧鳴人
Asset Mgmt
BQO8182025-12-05
FENG Ronald Sheng-kai 馮勝愷
Dealing
BWX0952025-11-21
FENG Tingting 馮婷婷
DealingFutures
BXB0482025-11-13
SAN Yau 辛楺
DealingAsset Mgmt
BVO4392025-10-21
YEUNG Kwok Kei 楊國基
DealingFutures
BBB0862025-08-28
GU Wensi 顧文思
DealingFutures
BWM1062025-08-22
XU XINYAO 徐馨堯
Futures
BWR8142025-08-18
LI Bingyang 李冰洋
DealingAdvisingAsset Mgmt
BVG9402025-08-13
HSU Li-Wen 許瓈文
DealingFuturesAdvisingAdv.Futures
ASO8962025-07-21
HUANG WEI 黃煒
DealingFuturesAdvisingAdv.Futures
BKC1362025-07-17
TSAI Yi Cheng 蔡易成
Dealing
BWH8072025-07-14
CHEN Chih-Kuo 陳治國
Advising
AKW4432025-06-24
CHUI Nang Ching 徐能靜
Dealing
BWH8152025-06-20
LAM Ngai Hin 林巍軒
DealingFutures
BGL2212025-06-17
CHENG Yu Shing 鄭裕盛
DealingFutures
BME6872025-06-17
LIU JINGYI 劉靜怡
Futures
BWI3902025-06-17
YOON Yong Joong John 尹容重
Dealing
BWF3902025-06-12
YAO Xiaolong 姚小龍
DealingAdvising
BWG9062025-05-26
GUO Siyuan 郭思源
Dealing
BOQ0592025-04-28
LI Zhihui 李致慧
DealingFutures
BVW9422025-04-08
YU Xintong 于昕潼
DealingAsset Mgmt
BRM2652025-02-14
LI Lianfang 李蓮芳
Dealing
BEJ7592025-01-10
HO Yan Nung Xavier 何欣濃
DealingAsset Mgmt
BVO3002025-01-06
TSAI Ching Hong 蔡澄康
DealingFutures
BNQ9062024-12-24
CHANG Yan Jie 張硯傑
DealingFutures
BVO6032024-11-22
LAU Hing Tat David 劉興達
DealingFutures
BLA4812024-11-15
XIE Wenxin 謝文欣
DealingFutures
BVI1672024-11-04
WU Bei-Jeng 吳佩真
Dealing
BNV7262024-10-16
HU Jiahao 胡佳豪
DealingFutures
BVL1462024-10-04
WANG Ming-Chih
Dealing
AOX1522024-08-28
LIN Chih-Chien 林志謙
Dealing
AMB1962024-08-19
KUO Li Hsin 郭莉欣
DealingFutures
BVA7272024-08-06
CHANG Hsien-Chun 張憲鈞
DealingAdvising
APO8682024-05-08
CHEN Pei Chi 陳佩琪
DealingAdvising
BUS6202024-05-08
WANG Lijuan 王麗娟
DealingFuturesAdvisingAsset Mgmt
BUM5992024-03-05
WONG Wai Sing 黃偉聲
DealingFutures
AWI3302024-01-11
SO Siu Tung 蘇筱桐
Dealing
BUG3932023-12-06
BU Yuyao 卜羽瑶
Dealing
BUC1452023-10-20
WANG LI I 王立弈
Dealing
BMY5822023-07-18
MAN Ho Feng 文灝峰
Futures
BSB9362023-06-14
YE Fen 葉芬
DealingAdvising
BQE7502023-06-06
CHENG Hao Yu 鄭皓宇
Dealing
BRY8982023-05-10
NAM Chun Ming
DealingFutures
BRJ7652023-05-02
LIU Chia-Ping 劉家平
Dealing
BBH7842023-02-22
WU Cheng-miao 吳承妙
Dealing
BAK5362023-01-11
TSANG Kwong Cheung, Kevin 曾廣漳
DealingFutures
AJE6732023-01-04
CHEN Yin-pei 陳尹培
DealingAdvising
BTE8592022-11-28
YEUNG Shun Heung 楊順香
DealingFutures
AYY9782022-10-07
YU Ming Hui 游明慧
DealingFuturesAdvising
AWP6422022-10-05