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Afflux Securities Limited

上高證券有限公司

Afflux Securities Limited is a Hong Kong securities firm holding a broad set of SFC licences including securities dealing, futures dealing, securities advisory, and asset management, positioning it as a full-service broker-dealer and asset manager. The firm's activities span equities and derivatives brokerage, investment advisory, and discretionary portfolio management, enabling it to serve clients across multiple asset classes. Its client base likely includes institutional investors, high-net-worth individuals, and active traders requiring both cash and derivatives market access. The futures dealing licence distinguishes it as a firm capable of offering more sophisticated hedging and speculative investment services.

13
Total licensed
4
Currently active
8
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
ZHOU Heng 周恒
Dealing
BWJ9942025-07-23
PAK Tsz Hin 白子軒
DealingFuturesAdvisingAsset Mgmt
ARO8952019-10-14
CAI Wenjun 蔡文君
DealingFuturesAdvisingAsset Mgmt
BOK4962019-07-03
CHEN Xiaofang 陳曉芳
DealingAdvisingAsset Mgmt
ARG4122017-11-28

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.