SSFC Flows
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Broker-DealerActive

Aletheia Analyst Network

57
Total licensed
15
Currently active
33
Arrivals tracked
19
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5
🇬🇧United Kingdom
4
🇹🇼Taiwan
2
🇨🇳China
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
KANG Yun-Hsuan 康耘瑄
Advising
BMV4292025-11-20
CHEN Augustine
Advising
ALF2552025-11-03
ZHENG Shifeng 鄭世丰
Advising
BVB5152024-07-25
LIU Steven
Advising
BBE3822024-04-25
LIN Shih Han 林仕翰
Advising
BQN7002024-03-04
CHAN Cheong Wa, Vincent 陳昌華
Advising
ACA3032021-06-04
CHOI Ying Hang 蔡應鏗
Advising
BFS1352021-06-04
CHANG George Tsung-Chi
Advising
AMR4042020-06-15
BATEMAN Michael Graeme
Advising
AGA9162019-11-06
TSOI Ting Sze 蔡婷思
Advising
ABS4812019-10-15
LAU Hwa Jen 劉華仁
Advising
AJC3072016-07-11
WALLACE Richard Antony
Advising
AFD2812012-09-04
SCOTT David John
Advising
ABU2152012-09-03
WATERS Roderick Mark
Advising
AHD3752012-09-03