SSFC Flows
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Broker-DealerActive

Carret Private Capital Limited

45
Total licensed
20
Currently active
16
Arrivals tracked
11
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
15
🇹🇼Taiwan
5
🇮🇳India
4
🇨🇳China
1
🇰🇷South Korea
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
LIU Yuze 劉禹澤
DealingAdvisingAsset Mgmt
BXU0802026-03-18
CHIANG Shih-Fu 江世甫
DealingAdvisingAsset Mgmt
BXU4002026-03-18
LEE Jae Woo
DealingAdvising
AIH1822026-03-09
LEUNG Kwok Cheung 梁國祥
DealingAdvising
BWN1412025-07-09
HUNG Wai Ching 洪瑋程
DealingAdvisingAsset Mgmt
BMA8752025-01-08
SHEKHAWAT Tushar
DealingAdvisingAsset Mgmt
BAI9902024-11-01
TAM Sui Mei
DealingAdvisingAsset Mgmt
BVO0422024-10-30
AMARNANI Meenakshi Kunal
DealingAdvisingAsset Mgmt
BVF6992024-08-01
YIN Congzhe 尹聰哲
DealingAdvisingAsset Mgmt
BQH0972024-07-25
TYAGI Shagun
DealingAdvisingAsset Mgmt
BUY6412024-05-23
SHENG Wei-Ting 盛薇庭
DealingAdvisingAsset Mgmt
AJL4182023-11-06
TSENG An-jung 曾安榕
DealingAdvisingAsset Mgmt
APJ6652023-07-03
WU Nga Kam, Anna 胡雅琴
DealingAdvisingAsset Mgmt
AFP8972023-06-20
HSIEH Hui-wen 謝惠雯
DealingAdvisingAsset Mgmt
ANH7382023-05-03
WU Chiu Hsuan 吳秋璇
DealingAdvisingAsset Mgmt
BTI8972023-01-06
TSAI Chi-chang 蔡吉昌
DealingAdvisingAsset Mgmt
BSX0432022-09-01
WEN Ming-Fen 温明芬
DealingAdvisingAsset Mgmt
BFD8642021-05-11
NGAI So Ling, Angela 倪素玲
DealingAdvisingAsset Mgmt
AFE6202021-05-05
SINGH Amit Kishan
DealingAdvisingAsset Mgmt
BPX3482020-11-04
CHU Kin Fun, John 朱建勳
DealingAdvisingAsset Mgmt
AEE8012020-10-09
SAVINO Ronald Joseph
Asset Mgmt
ANY1912020-09-04
FONG Long Lok, Elvis 方朗樂
DealingAdvisingAsset Mgmt
BPI2502020-01-08
SHUM Ka Lei, Carley 岑嘉莉
DealingAdvisingAsset Mgmt
ASE8052019-12-02
PUN Felix 番家堯
Advising
BNY6292019-01-02
LEUNG Hing Man 梁馨文
DealingAdvisingAsset Mgmt
AUH9272018-04-27
CHARK Chi Fai 翟智輝
DealingAdvisingAsset Mgmt
BIY7802017-01-19
HO Kenneth Kent 何祖光
DealingAdvisingAsset Mgmt
ACO1732016-05-03