SSFC Flows
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Broker-DealerActive

China Northern Securities

中國北方證券集團有限公司

107
Total licensed
15
Currently active
46
Arrivals tracked
60
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
1
🇬🇧United Kingdom
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
PANG Wai Yuen, Marvin 彭偉源
Dealing
AAI3202025-02-24
CHEN Chen 陳晨
Dealing
BUG4632023-12-28
HUANG Yudong 黃玉棟
Dealing
BPE7252023-11-10
HUI Yik 許奕
Dealing
AFT7342022-12-20
TAM Ping Yee 譚秉義
Dealing
AFC6472022-12-08
YU Shui Sang, Bernard 余瑞生
DealingFuturesAdvising
AEO8552022-05-04
LEE Sin Man 李善文
DealingFutures
APV7632021-04-27
FOX Robin Jonathan Gibbs
DealingAdvising
AAJ5782020-08-17
OR Lee Sa 柯莉莎
Dealing
ANC0842020-05-20
KOO Siu Kong 顧兆光
DealingAdvising
BJY4702017-09-26
YOUNGBLOOD Mark Leland
DealingAdvising
ABT2342013-10-25