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Broker-DealerActive

CIS Securities Asset Management

順安證券資產管理有限公司

211
Total licensed
18
Currently active
106
Arrivals tracked
95
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7
🇨🇳China
4

People

Active SFC licences
Name CE# Joined
SHANG Ce 尚策
Dealing
BXH0732026-01-08
XIE Wendi 謝雯荻
Dealing
BXG7952026-01-02
QIANG Feng 羌峰
Dealing
BXF3832025-12-17
OU Zixuan 區梓軒
Dealing
BWR4182025-08-15
ZENG Weiwei 曾維唯
DealingFutures
BVC5032024-11-29
NI Sunxu 倪孫緒
DealingFuturesAdvisingAsset Mgmt
BUQ3522024-02-15
ZHANG Li 張利
Dealing
BTN3522023-03-28
ZHUANG Ziye 莊子燁
DealingFuturesAdvisingAsset Mgmt
BSU1092023-02-09
LI Ru 李儒
Dealing
BSQ8652022-07-13
NG Siu Choy 吳少才
Dealing
ADC2672019-02-01
YU Yiu Kuk 余曜谷
Dealing
BNE4572018-08-20