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HBS

HBS is a Hong Kong-based securities firm licensed for dealing in securities and advising on securities. The firm provides brokerage execution and investment advisory services, likely catering to retail and high-net-worth individual investors in Hong Kong and Greater China equity markets. Its combined dealing and advisory licences allow it to offer a more comprehensive service than a pure execution broker. The firm operates as a small, independent local securities house.

20
Total licensed
4
Currently active
12
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
HO Man Chun 何文俊
DealingAdvising
AZL1442025-10-02
LIAO Jieke 廖杰柯
DealingAdvising
BQG6202025-10-02
LEE Po Wei 李柏緯
DealingAdvising
AXR9842025-06-16
LIU Jia 劉佳
DealingAdvising
BTU3712023-06-29