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Broker-DealerActive

Hong Kong Securities

香港證券(國際)有限公司

72
Total licensed
4
Currently active
39
Arrivals tracked
36
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Beevest Securities1
2Redford Securities Limited1
3Planetree Futures1
4Planetree Securities Limited1
5Po Lee Asset Management1
6Po Lee Investment Consultant1
7Po Lee Securities Limited1
8Powership Capital Management Limited1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1PC Securities3
2United Overseas Bank2
3Pinxin (Hong Kong) Asset Management Co. Limited2
4Kingston Securities Limited2
5Leading Securities Company2
6Asia Wealth Securities Limited1
7Oshidori Securities Limited1
8YL Capital Partners Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
ZHANG Rongying 張荣穎
DealingAdvisingAsset Mgmt
BVZ3062026-02-11
WEN Haoen 温昊恩
DealingAdvisingAsset Mgmt
BXI2972026-01-07
CHAN Chung On 陳中安
DealingAdvisingAsset Mgmt
AAC8752025-08-05
ZHANG Dianquan 張殿權
DealingAdvisingAsset Mgmt
BSA2962025-08-05

Top competitors by talent overlap

1Hong Tai Securities5.92Shanghai Securities5.93Asset Management One Hong Kong Limited5.84Leading Securities Company5.75Cheung On Securities Limited5.76Changchun Securities Limited5.77HK Monkey Securities Limited5.78Jingdong Securities Limited5.79Changyuan Securities5.710COS-Capital Hong Kong International Co. Limited5.6