SSFC Flows
← All firms
Wealth ManagementActive

Northern Trust

148
Total licensed
25
Currently active
26
Arrivals tracked
36
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
1
🇰🇷South Korea
1
🇳🇱Netherlands
1
🇹🇭Thailand
1

People

Active SFC licences
Name CE# Joined
PAN Xuan 潘璇
DealingAdvising
BBX3422026-01-02
CHAN Jeffrey Chun Kee 陳鎮基
Dealing
BVW2672025-01-27
ROHOF Jan Wilhelm
DealingAdvising
BPQ4512024-11-29
TSUI Sing Yam 徐星任
DealingAdvisingAsset Mgmt
BRO9272023-09-28
NG Chi Ngai, Edgar 吳志毅
Dealing
BAN0702023-06-01
LEE Yen Ting 李言亭
Dealing
BTD4692022-11-07
YUEN Ho Lam Fedora 袁皓琳
DealingAdvising
BMQ7922022-05-27
PIEMPREECHA Sophie Ann
Asset Mgmt
BRD7002021-05-21
HWANG Min Wen
Dealing
BHF2762020-05-19
CHIM Lok Yi 詹樂怡
Dealing
BMK6592019-08-09
LI Xiaojing Valerie 李筱菁
Dealing
BOI4522019-05-06
LO Ka Bik, Elmen 盧家碧
Dealing
BAK7112012-11-08