Orion Investment Management is a Hong Kong-based boutique investment firm licensed across dealing in securities, securities advisory, corporate finance, and asset management. The firm provides a broad range of financial services including equity brokerage, investment advisory, corporate finance transaction support, and portfolio management. With a small active team, it operates as a lean boutique catering to high-net-worth individuals and smaller institutional or corporate clients. Its comprehensive licence profile allows it to participate across the investment value chain from execution to advisory.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 12Source firms · arrivals 2003–present
Where talent goes
Top 8 of 12Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| HA Wai Kee 夏偉棋 DealingAdvisingAsset Mgmt | BJS130 | 2021-09-29 | |
| LAM Wang Tat 林宏達 DealingAdvisingAsset Mgmt | AOE015 | 2017-06-13 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.