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Investment BankActive

Sheng Yuan

盛源中港資產管理有限公司

140
Total licensed
16
Currently active
80
Arrivals tracked
69
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Yuanyin Asset Management Limited5
2Capital Securities4
3Yuanyin Securities Limited3
4China Construction Bank International2
5Yuanta2
6Southwest Securities2
7Tyche Group Limited2
8Chief Commodities2

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Beta International Securities8
2Wonderland International Asset Management Limited5
3BOC International3
4Booming Asset Management3
5Beevest Securities2
6Harmonia Capital Limited2
7AK Partners HK1
8United Securities Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
2
🇹🇼Taiwan
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LI Hongli 李宏麗
DealingAdvising
BDQ9092026-01-15
LIU Yinzi 劉寅子
Asset Mgmt
BJI2232025-12-11
ZHENG Huili 鄭會莉
DealingAdvisingAsset Mgmt
BWW6252025-11-06
LEUNG Tik Wai 梁狄偉
Futures
ASM0472025-10-09
ZHOU Quan 周全
AdvisingCorp FinanceAsset Mgmt
BOI6342023-06-12
LIN Hsiu Mei 林秀梅
Corp Finance
AFQ6742018-06-29

Top competitors by talent overlap

1Beijing Securities5.72Guojin Securities5.73Tian Yuan Finance Limited5.54Yue Xiu Securities5.25BlackRock5.26San Wan Yuan & Company5.27Hua Nan Securities5.28Glory Sun Securities Limited5.29Beta International Securities5.210China Yinsheng International Securities Limited5.1