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Investment BankActive

Tokai Tokyo Securities

東海東京證券(亞洲)有限公司

90
Total licensed
6
Currently active
22
Arrivals tracked
26
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 17

Source firms · arrivals 2003–present

1Morgan Stanley2
2Phillip Securities2
3Core Pacific - Yamaichi2
4Gainwell Securities2
5Phillip Capital2
6ABN AMRO1
7RHB Securities1
8Phillip Capital Management1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Okasan Securities3
2SMBC Nikko Securities2
3Core Pacific - Yamaichi2
4MCP Asset Management2
5Agricultural Bank of China1
6HSBC Broking Futures1
7SinoPac Securities1
8SBI Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHU HIN CHUNG
DealingAdvising
BSS5652022-07-05
LIU Kwok Ying, Novem 廖國英
Dealing
AOA9612022-06-30

Top competitors by talent overlap

1Daiwa5.52Ichiyoshi International5.33Mizuho Securities5.34SMBC Nikko Securities5.15FT Securities5.16JPMorgan Asset Management5.17Jefferies5.08Hong Kong Asset Management Limited5.09Barclays5.010Sino-Rich Securities & Futures Limited5.0