SSFC Flows
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Investment BankActive

UBS

國投瑞銀資產管理(香港)有限公司

4,377
Total licensed
746
Currently active
688
Arrivals tracked
764
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
216
🇭🇰Hong Kong
153
🇰🇷South Korea
15
🇮🇳India
15
🇬🇧United Kingdom
14
🇫🇷France
11
🇯🇵Japan
6
🇲🇾Malaysia
4
🇮🇹Italy
4
🇩🇪Germany
4
🇹🇼Taiwan
4
🇵🇭Philippines
4

People

Active SFC licences
Name CE# Joined
LI Jiafan 李嘉帆
Corp Finance
BUI4982026-03-30
WANG Zheyi 王者依
DealingFutures
BXV2392026-03-27
SONG Biye 宋碧野
Corp Finance
BXS0052026-03-20
QIU Yiqiang 邱毅強
Advising
BXS9622026-03-10
CHAN Ching Yin Marcus 陳政諺
Dealing
BTY7022026-03-09
XIA Hui Qiao 夏譿嶠
Dealing
BNR7462026-02-16
HO Yi Mei, Tina 何伊薇
DealingFuturesAuto Trading
BSE6552026-02-13
SMITH Olivia Caroline
DealingFuturesAuto Trading
BTN0952026-02-13
CHEN Ruoyao 陳若瑶
Advising
BSU7832026-02-09
HUI Siu Wing Edwin 許兆榮
Advising
BXF8592026-01-23
SANTIAGO Katrina Monique Santos
Corp Finance
BXN3802026-01-22
YANG Chaozhong 楊朝中
Corp Finance
BOB3782026-01-20
TAN Sujata Hui Sze 陈惠诗
DealingFutures
BXL5602026-01-16
YIP Man Yan, Abbie 葉文炘
DealingFutures
AWI4352026-01-09
CHOW Chi Chai 周子齊
Advising
BXI8432026-01-02
CHAN Chi Lam 陳智嵐
DealingFutures
BXI6102025-12-29
WANG Jinjibang 王金济邦
DealingFutures
BXI0702025-12-15
ZHAO Yutong 趙宇童
Corp Finance
BVL6162025-12-05
ZHU Honghao 朱弘昊
Corp Finance
BPK5422025-11-26
RIUMIN Aleksandr
Corp Finance
BXF3812025-11-26
BORAD Milan Bhavan
Dealing
BXF2602025-11-25
DANG Jianyu 党剑宇
Advising
BXD8602025-11-13
QIAN Ike Qingyuan
DealingFutures
BTE7592025-11-11
HONG Yujie 洪宇杰
Corp Finance
BSQ6982025-11-10
LI Xiaofan 厉小凡
DealingFutures
BXC4492025-11-07
GAO Yuan 高遠
Corp Finance
BUD0082025-11-06
CHEN Yaxuan 陈亚轩
Corp Finance
BXA9792025-11-06
LIN Wenyu 林玟妤
DealingAuto Trading
BXB6922025-11-04
CHEUNG Priscilla Po Kwan 張寶筠
DealingFuturesAuto Trading
BXA9552025-11-03
ZHAI Hongwu 翟泓武
Corp Finance
BQN7192025-10-23
CHAN Ching Kiu 陳正翹
DealingFutures
BXA5732025-10-23
ZHANG Zheda 张哲达
Corp Finance
BWZ8492025-10-15
SEHGAL Vaibhav
Auto Trading
BBY8252025-10-13
TSE Jonathan Chung-Yin 謝宗延
DealingFuturesAuto Trading
BWY7252025-10-10
CHEN Junyi 陈君仪
Dealing
BWY7282025-10-10
ZENG Weiquan
DealingFuturesAuto Trading
BUV4132025-09-30
WEE Richell Ann Lizardo 黃美安
DealingFutures
BWX3892025-09-26
TSE Angel Wing Sze 謝詠斯
Corp Finance
BUO9862025-09-25
CHAN Yip Wang Adrian 陈业泓
Corp Finance
BWX5872025-09-25
CHEN Zhilin 陈智霖
Corp Finance
BWW7172025-09-19
CHOI Jeffrey Kai Hei 蔡啟希
Corp Finance
BPY3522025-09-18
FUNG Regan 馮家愛
Corp Finance
BWW7182025-09-18
ZHANG Yuanyuan 张元元
DealingFutures
BWW1922025-09-17
TIAN Yang 田楊
Corp Finance
BRO7772025-09-10
ZHANG Chengxiang 张成翔
Corp Finance
BWU9862025-09-09
LAU Tsz Ching 劉芷晴
Corp Finance
BWV4232025-09-09
YANG Ruofan 楊箬凡
Corp Finance
BWU9852025-09-05
YIM Man Kei 嚴敏旗
DealingFuturesAuto Trading
BWT2502025-08-26
ZHU Shihang 朱世航
Corp Finance
BSU7772025-08-15
YEH Chak Fung Brian 葉澤鋒
Dealing
BWS2942025-08-15