SSFC Flows
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Broker-DealerActive

Win Securities Limited

贏證券有限公司

52
Total licensed
11
Currently active
6
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
KO Kai San 高啟申
Dealing
AIT9442025-09-11
CHAN Kwong Shan 陳廣山
Dealing
AFV3592025-06-06