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Broker-DealerActive

Caitong International Capital

財通國際融資有限公司

26
Total licensed
9
Currently active
26
Arrivals tracked
15
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 12

Source firms · arrivals 2003–present

1Zhongtai International Capital6
2China Cinda Asset Management5
3Ample Capital Limited2
4Caitong International Securities2
5Frontpage Capital2
6Guotai Junan2
7Shanxi Securities2
8Dongxing Securities1

Where talent goes

Top 8 of 13

Destination firms · departures 2003–present

1CMBC International3
2Asian Capital1
3Ballas Capital Limited1
4Changjiang Securities1
5Emperor Securities Limited1
6Gladwealth Investment Group Limited1
7Huarong International Capital1
8Optima Capital Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
YE Sheng 叶昇
DealingCorp Finance
BXT7762026-04-02
SHEN Zhichao 沈智超
DealingCorp Finance
BXT7772026-04-01
MA Huaixian 馬懷先
DealingCorp Finance
BXN2802026-03-10
Ng Tai Hung 吳大雄
DealingCorp Finance
AVM4412025-12-08
NGAI Chi Hung 倪志洪
DealingCorp Finance
BMY8262025-09-16
IP Angel Kwok Yen 葉國欣
DealingCorp Finance
AOJ3272024-12-30

Top competitors by talent overlap

1Zhongtai International Capital6.12TC Capital International Limited5.63Huarong International Capital5.54Yango International Capital Limited5.45Global China Corporate Finance Limited5.46ICEA Capital Asia5.47CLC International Limited5.38Celestial Capital Limited5.39Partners Capital International Limited5.310China Sunrise Capital5.3