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Optima Capital Limited

創越融資有限公司

Optima Capital Limited is a Hong Kong-based financial services firm holding SFC licences for dealing in securities, securities advisory, corporate finance advisory, and asset management. The firm operates as an integrated boutique, offering brokerage, investment advice, corporate finance services such as IPO sponsorship and M&A advisory, and portfolio management. Its client base likely includes small-to-mid-cap corporate clients seeking capital markets services, as well as institutional and high-net-worth individual investors. The breadth of its licences positions it as a full-service boutique financial intermediary in Hong Kong.

94
Total licensed
6
Currently active
48
Arrivals tracked
53
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LIN Min 林敏
DealingCorp Finance
BJB4972023-03-23
LI Wing Yiu
DealingCorp Finance
BOB8782023-03-15
YU Yiu Lun Christopher 余曜燐
DealingCorp Finance
BHZ1682021-10-11
LO Chi Pang 魯志鵬
DealingCorp Finance
ANB3832014-05-12
LEUNG Mei Han 梁美嫻
DealingAdvisingCorp Finance
AAJ0642007-05-28
NG Ka Po 吳家保
DealingAdvisingCorp Finance
AGK7802007-05-23

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.