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Broker-DealerActive

Cathay Securities

國泰證券(香港)有限公司

75
Total licensed
12
Currently active
42
Arrivals tracked
35
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇨🇳China
2

People

Active SFC licences
Name CE# Joined
CHONG Wing Hong 張穎康
DealingAdvising
BKN1902024-11-05
YANG Huai Yu 楊懷昱
DealingAdvising
BUY8592024-05-22
HO Man Ho 何文浩
DealingAdvising
BUP0132024-02-01
LI Yuan Hong 李沅鴻
DealingAdvising
BII9032023-05-08
LI Gengshuo 李耕碩
DealingAdvising
BQQ6942023-03-30
SHU Liangfeng 舒良峰
DealingAdvising
BGB3372021-02-18
CHANG Cheng Yu 張承祐
DealingAdvising
BOP5612019-07-17
KWAN Pak Him 關柏謙
Dealing
BDU2782018-10-30