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Broker-DealerActive

Chelsea Securities Limited

昭海金融證券有限公司

27
Total licensed
7
Currently active
22
Arrivals tracked
11
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 16

Source firms · arrivals 2003–present

1Prime Cdex Securities Limited4
2Prime Cdex Asset Management Limited3
3Citigroup2
4Agricultural Bank of China1
5Anglo Chinese1
6China Everbright Securities1
7Credit Suisse1
8Goldhorse Securities Limited1

Where talent goes

Top 8 of 9

Destination firms · departures 2003–present

1Shanghai International Asset Management3
2China CITIC Bank1
3East Asia Bancorp1
4HSZ Hong Kong Limited1
5Oakwise Capital Management1
6Pulsar Capital Limited1
7Sanston Financial Group Limited1
8Tractus Asset Management1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LIN Peng 林芃
DealingAdvisingCorp FinanceAsset Mgmt
ACP1582021-12-10

Top competitors by talent overlap

1CS Wealth Securities5.62Lei Shing Hong Securities Limited5.63Sanfull Securities5.54Shui Cheung Securities Limited5.45China Securities Holdings Limited5.46China Pacific Securities Limited5.47Morton Securities5.48Carrier Stock Investment Company Limited5.49K.L. Securities Company5.410Hong Kong International Securities5.4