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Broker-DealerActive

Conrad Investment Services Limited

16
Total licensed
6
Currently active
10
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Gong Ping Futures2
2Gong Ping Securities2
3CITIC Securities1
4Frontier Capital Management1
5IDEG Asset Management1
6Kingkey1
7M&F Asset Management1
8Sorrento Securities Limited1

Where talent goes

Destination firms · departures 2003–present

1Centaline Securities1
2China PA Securities1
3CN First International Futures Limited1
4Frontier Capital Management1
5Magpie Securities Limited1
6Prime Cdex Securities Limited1
7Ruihua Fund1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LEUNG Ngai Chiu, Ronald 梁毅釗
Dealing
BOK2572020-08-06
WONG Shun Ming 黃信明
DealingAsset Mgmt
BLX1892020-05-20
SO Chun Fei 蘇振飛
DealingAsset Mgmt
BGE6552018-09-18

Top competitors by talent overlap

1BNY Mellon Investment Management5.22SR Wealth Securities5.23Wellington Management5.24Montum Capital5.25Ninety One5.26Capital Base Securities5.17Halcyon Securities5.08SBI E2-Capital Securities Limited5.09CIS Securities Asset Management5.010MC Financial Services4.9