SSFC FlowsHK · 2003–2026

Investment BankActive

First Worldsec Securities

第一金和昇證券有限公司

47

Total licensed

5

Currently active

24

Arrivals tracked

21

Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1TIS Securities3

2United Overseas Bank2

3ACP Asset Management Limited1

4MUFG Securities1

5Value Partners1

7Spruce Light Asset Management Company Limited1

8Shenwan Hongyuan Securities1

Where talent goes

Top 8 of 14

Destination firms · departures 2003–present

1SinoPac Securities5

2Cathay Securities2

3Fortune Vision Capital Limited2

5Bank of America1

6BOC International1

7CCTIC International Limited1

8CTBC Financial Holding1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

1Worldsec International6.5 2First Securities (HK)5.7 3WorldVest Capital Limited5.6 4First Asia Finance Group Limited5.4 5Investec Asset Management5.3 6Sunny World Investment5.3 7Hong Kong International Securities5.3 8Tung Wui Securities Company Limited5.2 9Greater China Securities5.2 10Oriental Stocks & Shares Investment5.2