SSFC Flows
← All firms
Broker-DealerActive

Guotai Junan

國泰君安證券(香港)有限公司

1,746
Total licensed
691
Currently active
615
Arrivals tracked
459
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
230
🇭🇰Hong Kong
205
🇬🇧United Kingdom
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
HU Jiayi 胡佳怡
Dealing
BXU2782026-03-24
LI Jian 李健
Advising
BXU3602026-03-20
DENG Chengqi 邓铖琦
Advising
BXR4082026-03-19
WU Peng 伍鵬
Dealing
BXS3192026-02-27
TONG Yee Lam 唐以霖
DealingFuturesAdvising
BWS7922026-02-26
SHAW Jensens 邵將星
DealingFuturesAdvising
AXA4032026-02-23
GUO Yucheng 郭禹呈
DealingAdvising
BXQ5702026-02-23
CHENG Yitong 程已桐
DealingAdvising
BXQ8062026-02-23
TAN Junwei 譚俊維
Dealing
BUC7612026-02-20
ZHANG Junshuo 張峻碩
Dealing
BXN9702026-02-10
LUAN Mingze 栾明澤
DealingAdvising
BXP4132026-02-10
CAI Shixin 蔡時欣
DealingAdvising
BMH7322026-02-05
ZHU Ying 祝穎
Dealing
ALU8492026-02-03
WU Tu 吳圖
Advising
BWG0852026-02-02
HUANG Haipei 黃海培
DealingFuturesAdvising
BXN1022026-02-02
CHEN Jianyu 陳建宇
Corp Finance
BSZ6042026-01-29
WANG Xuekun 王雪錕
Dealing
BRV9542026-01-28
DAI Yunfei 戴韵菲
DealingCorp Finance
BSY4212026-01-28
WU Hangxiao 吴航霄
Corp Finance
BXL7472026-01-28
CHEN Huaizhe 陳懷哲
DealingAdvising
BXM3762026-01-28
HAN Yuqian 韓玉倩
DealingAdvising
BXL4202026-01-21
ZHANG Lei 张蕾
Corp Finance
BXH5802026-01-13
CHAN Shing Yip 陳成業
DealingAdvising
BXJ6362026-01-12
ZHAO Wenzhe 趙文哲
DealingAdvising
BXH5752026-01-06
LV Sihui 呂思慧
Corp Finance
BGB5532026-01-05
ZHANG Fan 張帆
DealingAdvisingAsset Mgmt
AZE6382026-01-02
WU Yujia 吳雨加
Dealing
BXH5852025-12-23
WU Qihao 吴啟濠
Corp Finance
BVC2892025-12-18
SHEN Zhuoxin 沈卓鑫
Corp Finance
BXH5792025-12-18
LAU Tse Yan 劉祉慇
DealingFuturesAdvising
BIT8432025-12-16
HUA Yukun 華于焜
DealingAdvising
BXF0312025-12-11
MA Jing 馬晶
DealingAdvising
BXF7952025-12-11
TUO Fang 庹方
Dealing
BRR5462025-12-08
LI Tan, Jean 李丹
Corp Finance
AQH5162025-12-03
SHEN Yiming 沈亦铭
Corp Finance
BXF0242025-12-03
YAO Jianing 姚嘉宁
DealingCorp Finance
BXF0372025-12-03
PANG Junwen 庞钧文
Advising
BXF1782025-12-03
HAN Jianbo 韩剑波
Corp Finance
BXF1912025-12-03
CAO Xinger 曹星儿
Corp Finance
BXF1942025-12-03
YU Bing 俞冰
Dealing
BXF1962025-12-03
ZENG Yaxin 曾雅欣
Corp Finance
BXE9992025-12-02
SONG Yupeng 宋玉鵬
DealingCorp Finance
BXF0052025-12-02
LIU Fangxi 劉芳西
DealingCorp Finance
BXF0142025-12-02
CUI Mingjun 崔鸣骏
Corp Finance
BXF1932025-12-02
YE Linying 叶琳颖
Corp Finance
BXF1952025-12-02
CHEN Bingjian 陳冰鑒
DealingAdvising
BVH7382025-11-27
CHENG Jing 成静
DealingCorp Finance
BNV9362025-11-20
ZHAO Zhonghong 赵钟洪
Corp Finance
BXE2132025-11-20
XIE Xinling 谢欣灵
Corp Finance
BXE3962025-11-20
LU Yi 盧燚
DealingAdvising
BXB8652025-11-17