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HSBC Broking

滙豐金融(中國)有限公司

HSBC Broking is a securities brokerage and advisory entity within the HSBC Group, one of the world's largest banking and financial services organisations with deep roots in Hong Kong. The firm provides retail and institutional securities brokerage, investment advisory, and related capital markets services to HSBC's broad client base in Hong Kong. It leverages HSBC's global infrastructure, research capabilities, and distribution network to offer access to Hong Kong, China, and international equity markets. With no currently active licensed persons, this entity may represent a restructured or consolidated arm of HSBC's broader Hong Kong brokerage operations.

21
Total licensed
0
Currently active
0
Arrivals tracked
12
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available