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Kaiser Securities

嘉信証券有限公司

Kaiser Securities is a Hong Kong broker-dealer and financial services firm licensed to deal in securities, advise on securities and corporate finance, and manage assets. It primarily serves retail and high-net-worth individual clients with brokerage and investment advisory services, while also engaging in corporate finance transactions for smaller listed companies. The firm has maintained a steady but relatively modest presence in Hong Kong's securities market. Its corporate finance capability suggests occasional involvement in IPO sponsorships or fundraising mandates for Hong Kong-listed entities.

117
Total licensed
16
Currently active
64
Arrivals tracked
62
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
14
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
ZHAO Jidong 趙繼東
Dealing
BVI4122026-04-16
AU Yu Yeung 歐宇揚
Dealing
BXR7612026-03-27
LAU Kwan Ming 劉君明
Dealing
BHP8482026-01-29
DU Liang 杜亮
Dealing
BVZ7072025-06-04
LI Fook Kuen Kenneth 李福權
Dealing
BHY6752022-07-27
CHAN Kin Kwan 陳健君
Dealing
AUN4322022-04-25
LO Chung Kwan 羅仲坤
Dealing
AAH0662020-05-18
LUK Fuk Wai 陸福慧
Dealing
BPA0112019-11-04
CHU Chun Hung, Frederick 朱俊雄
Dealing
AOR2572019-06-28
TANG Lian 唐蓮
Dealing
BLU4732018-03-12
CHOY Ka Man, Stanley 蔡嘉文
Dealing
AZJ1242018-01-17
SHEK Sai Lok Edmond 石世諾
Dealing
BFR5862017-07-03
KWONG Yick Chor 鄺奕初
Dealing
AAO7102013-05-24
KWONG Dak Shing 鄺德成
Dealing
ABY6912009-12-07
KONG Ka Fai, Simon 江嘉輝
Dealing
ABP9852007-07-03
TANG John Lam Chek 鄧霖澤
DealingAdvisingCorp Finance
AGD3432003-04-01