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Investment BankActive

New Region Securities

恒盛證券有限公司

30
Total licensed
12
Currently active
10
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Sino-Rich Securities & Futures Limited3
2Harris Fraser International2
3One Heritage Capital Management Limited1
4PC Securities1
5South China Securities Limited1
6Standard International Asset Management Limited1
7Xen Capital1

Where talent goes

Destination firms · departures 2003–present

1KGI Securities2
2Celestial Securities1
3Cheung On Securities Limited1
4Lion Global Financial Limited1
5Target Capital Management1
6United Overseas Bank1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
ZHU Gang 祝剛
Asset Mgmt
BWD4522025-06-11
LEUNG Yat Kan 梁日勤
DealingAsset Mgmt
BQF2542024-03-21
FAN Ivan 樊一翰
DealingAsset Mgmt
BSW9932022-10-24
WONG Ka Wai, Kavi 黃嘉威
DealingAdvisingAsset Mgmt
ALQ4022020-11-02
CHIU Dick Shing 趙迪成
Dealing
ALO4532017-02-17
TANG Wai San 鄧偉新
Dealing
ATP1492009-09-21

Top competitors by talent overlap

1Newmount Investment Management (Asia) Limited5.82Promising Securities5.53East Asia Investment Holdings5.54First Securities (HK)5.55National Resources Securities5.46Greater China Securities5.47China Pacific Securities Limited5.48Hong Kong International Securities5.49New Gala Securities5.410Public Pacific Securities Limited5.4