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Broker-DealerActive

Orientiert XYZ Securities Limited

521
Total licensed
3
Currently active
179
Arrivals tracked
285
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1OnePlatform Asset Management Limited33
2Centaline Group8
3Yuanta8
4UBS8
5Wisdom Wealth Management Limited5
6Cash Financial Services5
7Fulbright Securities4
8China Northern Securities4

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1GEO Securities Limited27
2Venture Smart Asia16
3Wisdom Wealth Management Limited14
4Phillip Securities12
5OnePlatform Asset Management Limited12
6MVN Asset Management Limited10
7iBest Consultants Limited7
8Assured Asset Management Limited6

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇲🇾Malaysia
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LIM Kin Heng 林健恆
DealingAdvisingAsset Mgmt
AUV5502023-03-24

Top competitors by talent overlap

1Okasan Securities5.22Open Securities Limited5.23Oshidori Securities Limited5.24Norman Kong Securities Company Limited5.05Guojin Securities5.06Phoenix Capital Securities4.97Beta International Securities4.98BlackRock4.89Hua Nan Securities4.810KCG Securities Asia4.8