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Rosa Securities Limited

羅沙證券有限公司

Rosa Securities Limited was a broadly licensed Hong Kong financial intermediary holding SFC licences across securities dealing, corporate finance and securities advisory, automated trading services, and asset management. The firm offered a comprehensive range of capital markets services including brokerage, investment banking, algorithmic or electronic trading infrastructure, and portfolio management. Its client base likely spanned institutional investors, corporate finance clients, and high-net-worth individuals. With no currently active licensed persons, the firm appears to have ceased operations, though its wide licensing scope suggests it was once positioned as a full-service boutique intermediary.

22
Total licensed
0
Currently active
1
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

People

Active SFC licences

No data available