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Broker-DealerActive

SBI E2-Capital Securities Limited

軟庫金匯證券有限公司

13
Total licensed
2
Currently active
13
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 13

Source firms · arrivals 2003–present

1Business Securities Limited1
2Caitong International Securities1
3Emperor Futures Limited1
4Emperor Securities Limited1
5Emperor Wealth Management1
6Forwin Futures Group Limited1
7Forwin Securities1
8Goldhorse Securities Limited1

Where talent goes

Destination firms · departures 2003–present

1Capital Global Management Limited1
2Cathay Securities1
3Hooray Securities1
4Magpie Securities Limited1
5OC Consultants1
6Quam Securities1
7Zijing Capital Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇸🇬Singapore
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LIM King Hean Jonathan 林镜贤
DealingAdvising
BTT1412024-06-21
WONG Yu Chiu 黃宇超
DealingAdvising
AAC1002024-02-23
WONG Kin Fai 王健輝
DealingAdvising
AJA5622023-01-10

Top competitors by talent overlap

1Capital Base Securities5.22SR Wealth Securities5.13CIS Securities Asset Management5.14Conrad Investment Services Limited5.05Ninety One4.96China Gather Wealth Financial Company Limited4.87MC Financial Services4.78Montum Capital4.79Magpie Securities Limited4.710Riche Bright Securities4.7