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Sino Grade Securities Limited

華誠證券有限公司

Sino Grade Securities Limited is a Hong Kong securities firm licensed across dealing, advisory, corporate finance, and asset management activities. The firm provides a broad range of financial services including securities brokerage, investment advisory, corporate finance advisory, and portfolio management. Its client base likely spans retail and institutional investors as well as corporate clients seeking capital markets or M&A advisory services. The breadth of its licences suggests it positions itself as a mid-tier, full-service financial intermediary in the Hong Kong market.

18
Total licensed
10
Currently active
2
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
10

People

Active SFC licences
Name CE# Joined
WONG Ping 王萍
Dealing
BGK5822015-10-26
LEE Yin Ping 李彥萍
Dealing
AUI7832009-12-31
CHEUNG Kay, Kenneth 張琦
Dealing
ASY3992009-05-18
YANG Chi Man 楊志文
Dealing
ASP7252009-03-26
YANG Kwok Chuen 楊國全
DealingAdvisingCorp FinanceAsset Mgmt
AAC5582003-04-01
LEE Sai Yin, Jeanne 李細燕
DealingAdvisingCorp FinanceAsset Mgmt
ABE3552003-04-01
SO Siu Lai 蘇小麗
DealingAdvisingCorp FinanceAsset Mgmt
ADA6702003-04-01
LI Mei Yan 李美茵
DealingAdvisingCorp FinanceAsset Mgmt
ADQ2332003-04-01
IAM Pak Chun 任百川
DealingAdvisingCorp FinanceAsset Mgmt
AEY3152003-04-01
TONG Mei Kuen 唐美娟
DealingAdvisingCorp FinanceAsset Mgmt
AEY9452003-04-01