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Broker-DealerActive

SPS Securities

新寶城證券有限公司

43
Total licensed
7
Currently active
6
Arrivals tracked
17
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1SPS Research Limited2
2Beta International Securities1
3China Huarong1
4Hing Wong Securities1
5K.K.M. Securities1

Where talent goes

Destination firms · departures 2003–present

1Corporate Brokers7
2SPS Commodities3
3BOC International2
4Chaos International Financial1
5CITIC Securities1
6Hing Wong Securities1
7Phillip Securities1
8Southwest Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
POON Cheung Fung, David 潘長風
DealingAsset Mgmt
AAD4252005-01-26

Top competitors by talent overlap

1Samsung Securities5.42SP Securities5.43Standard Perpetual Securities5.44Star Securities5.45Public Financial Securities5.46Siu On Securities Limited5.37Business Securities Limited5.38Public Pacific Securities Limited5.39Sanfull Securities5.310CS Wealth Securities5.3