SSFC Flows
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Wealth ManagementActive

UBS Asset Management

409
Total licensed
68
Currently active
127
Arrivals tracked
106
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
26
🇨🇳China
4
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
NG Ka Yiu, Desmond 吳家耀
DealingAdvisingAsset Mgmt
ACQ9092025-11-28
YANG Sirui
DealingAdvisingAsset Mgmt
BVD2642025-10-31
CHAN Siu Tung, Gary 陳兆東
DealingAdvising
BRL0472025-10-20
CHAN Ho Yau 陳可柔
DealingAdvisingAsset Mgmt
AXL5652025-09-23
WONG Tsz Wang, Enoch 黃梓泓
DealingAdvisingAsset Mgmt
BRJ2022025-09-17
ZOU Dongliang 鄒東亮
AdvisingAsset Mgmt
BRN8072025-08-26
YEUNG Kwan Mei Emily 楊鈞湄
DealingAdvising
BWR9692025-08-12
LEUNG Wai Tsam Alisa 梁蔚沁
DealingAdvisingAsset Mgmt
BWL8132025-06-30
HE Weisi 何維斯
DealingAdvisingAsset Mgmt
BEZ6512025-05-26
LI Hiu Tung 李曉彤
DealingAdvisingAsset Mgmt
BWH3132025-05-26
YUEN Wing Yan 袁穎恩
DealingAdvisingAsset Mgmt
BVJ7822024-09-09
KAO Jui Tang 高瑞堂
DealingAdvising
BNG8962024-03-28
TSANG Cheuk Hang 曾焯恒
DealingAdvising
BUB1572023-08-28
LAU Po Yan 劉寶茵
DealingAdvisingAsset Mgmt
BCF9672023-08-15
CHENG Ka Ying 鄭家櫻
DealingAdvising
BTY3052023-07-13
CHEN Ya Shih 陳雅詩
DealingAdvisingAsset Mgmt
BTY3122023-07-13
WANG Yimiao 王一苗
DealingAdvisingAsset Mgmt
BTN0722023-02-28
HO Brian Boon Yun 何本恩
DealingAdvising
BAW9862023-01-31
LAU Ngan Chi 劉晏芝
DealingAdvising
AZT3562022-07-05
SIU Sau Man 蕭秀雯
Advising
AGP7512022-01-11
LIU Victoria Audrey 廖卓琦
DealingAdvising
BGO7562021-08-24
SO Ka Wai 蘇嘉慧
DealingAdvising
BNC1942021-02-23
YIU Wai Lam 姚瑋霖
DealingAdvisingAsset Mgmt
BHB4492020-04-20
DING Ning 丁宁
AdvisingAsset Mgmt
BPJ4492020-01-23
WANG Chen 王晨
AdvisingAsset Mgmt
BBL3902019-12-11
KWOK Yee Huen 郭懿萱
DealingAdvising
BOP3442019-07-25
HUANG Renbin 黃仁斌
DealingAdvisingAsset Mgmt
BDA0372018-11-01
WONG Ka Wing
DealingAdvisingAsset Mgmt
BLP0572017-11-24
CHEUNG Wing Yan Denise 張穎欣
AdvisingAsset Mgmt
BGQ6692015-12-14
YUEN Wai Ling 袁慧玲
DealingAdvisingAsset Mgmt
AXZ8872013-07-18
CHAN Chee Seng
AdvisingAsset Mgmt
AJO2002004-03-17