SSFC Flows
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Investment BankActive

ABN AMRO

132
Total licensed
15
Currently active
10
Arrivals tracked
28
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 9

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7
🇨🇳China
2
🇬🇧United Kingdom
2

People

Active SFC licences
Name CE# Joined
LO Yat Wang 羅日橫
Dealing
BVS6132024-12-17
LI Sze Hok 李思學
Dealing
BVK0192024-09-16
CUI Jiayi 崔家宜
Dealing
BTR4722023-05-08
CHENG Lufeng 成陸峰
DealingFutures
BTB2172022-10-06
SIN Hiu Fung 冼曉楓
DealingFutures
BSJ5832022-05-17
WONG Ho Kan 黃浩謹
DealingFutures
BRZ0832021-12-15
BENNETT Alex John
DealingFutures
ALT8662018-05-03
LEE Pak Ling 李栢寧
Dealing
BMG8972018-03-05
YIP Mei Sheung 葉美嫦
DealingFutures
BHB4282016-02-29
WONG Yee Ming, Lecky 王義明
DealingFutures
AXB4622011-03-24
WEST David Neil
DealingFutures
AOG7742007-02-15