SSFC Flows
← All firms
Broker-DealerActive

BofI Securities

6,448
Total licensed
664
Currently active
1,260
Arrivals tracked
1,122
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
174
🇭🇰Hong Kong
121
🇬🇧United Kingdom
21
🇮🇳India
12
🇫🇷France
11
🇰🇷South Korea
11
🇯🇵Japan
9
🇺🇸United States
4
🇲🇾Malaysia
3
🇸🇬Singapore
3
🇮🇪Ireland
1
🇮🇹Italy
1

People

Active SFC licences
Name CE# Joined
PELLERIN Gautier Stanislas Bernard
DealingFutures
BXU5572026-03-30
ZHANG Sheng 章晟
DealingAdvisingCorp Finance
BXP5462026-03-03
WU You 吳囿
DealingFutures
BOC2812026-01-12
ROZMAN Karl Marijan
DealingAdvisingCorp Finance
BXI6302026-01-02
KALRA Radhika
DealingAdvisingCorp Finance
BXD9132025-12-01
STEVENS Brooks Alexander
DealingFutures
BXF3502025-12-01
ZHANG Yan Ya, Emily 張艷雅
DealingFutures
ALK1392025-11-17
MOON Jae Wook 文裁煜
Dealing
AOU4102025-10-21
RATOUCHNIAK Guillaume Calin
DealingFutures
BWZ8752025-10-20
JEN Jian Ming, Alexander 任建名
DealingFutures
BQT1342025-10-08
OKI Keiko
DealingFutures
BNP0052025-10-02
YAMAKATA (DONAHUE) Chiyono Megan
DealingFutures
BWV7982025-10-02
WANG Tianyi 王天翼
Advising
BRW7552025-09-22
DUAN Linheng 段林亨
DealingFutures
BRZ0062025-09-22
ZHANG Hao 張昊
DealingFutures
BTT4882025-09-22
WANG Xizhuo 王曦卓
DealingFutures
BWD2282025-09-22
FENG Jian 馮劍
DealingFutures
AQD1592025-09-10
VENKATACHALAM Yogesh
DealingAdvisingCorp Finance
BWT5492025-09-08
LIU Zhanxiang 劉展翔
Advising
BED8052025-09-05
REYNOLDS Perry Lee
DealingFutures
BWS8742025-09-01
DENG Yuekai 鄧躍凱
DealingFutures
BGE2822025-08-26
LAU Kin Hung 劉建鴻
DealingAdvisingCorp Finance
BGV2072025-08-26
DING Zhifei 丁知非
DealingAdvisingCorp Finance
BWN7162025-08-18
WANG Tongshuo 王同硕
DealingAdvisingCorp Finance
BWN7172025-08-18
LIAO Tianyu 廖天瑀
DealingAdvisingCorp Finance
BWN9352025-08-18
ZHANG Biying 张璧莹
DealingAdvisingCorp Finance
BWN9382025-08-18
XIAO Zhenghao 肖正浩
DealingAdvisingCorp Finance
BWN9642025-08-18
WANG Lixing 王力行
DealingAdvisingCorp Finance
BWN9662025-08-18
SUN Yuxian 孙语弦
DealingAdvisingCorp Finance
BWN9672025-08-18
MU Shangyue 穆尚岳
DealingAdvisingCorp Finance
BWN9732025-08-18
LU Xinyi 陆心怡
DealingAdvisingCorp Finance
BWO2072025-08-18
LIU Sihong 劉思宏
DealingAdvisingCorp Finance
BWO3962025-08-18
LAU Siu Lun Phillip 劉晁麟
DealingAdvisingCorp Finance
BWO8022025-08-18
FUNG Long Him Ken 馮朗謙
DealingAdvisingCorp Finance
BWO8052025-08-18
YUK Zhi Hua Alex 郁智華
DealingAdvisingCorp Finance
BWP0552025-08-18
YAO Jingli 姚京莉
DealingAdvisingCorp Finance
BWP1592025-08-18
LIANG Siyuan 梁思远
DealingAdvisingCorp Finance
BWP1602025-08-18
LI Siyu 李思俞
DealingFutures
BWP4972025-08-18
KIM Dongwook
DealingAdvisingCorp Finance
BWP6172025-08-18
YANG Zhouyi 杨周易
DealingAdvisingCorp Finance
BWP6232025-08-18
ZHOU Yixiao 周依晓
DealingAdvisingCorp Finance
BWQ6282025-08-18
LI Bojie 李博杰
DealingFutures
BOK4562025-07-28
HAN Shichen 韓詩晨
Advising
BRT4582025-07-28
WONG Kwok Keung 王國强
DealingFutures
BLA4512025-07-14
HE Yingwen 何穎雯
Advising
BWL3982025-07-14
CAI Jacques
DealingAdvisingCorp Finance
BWL0652025-07-02
BARNES Tate James
DealingFutures
BGV4672025-06-23
DEPALMAS Remi Richard
DealingFutures
BNE4682025-06-16
ZHANG Liming 章利明
DealingFutures
BWH5952025-06-16
WAN Nga Yee, Joyce 溫雅怡
DealingFutures
AOH9202025-06-03