SSFC Flows
← All firms
Broker-DealerActive

Charles Schwab

嘉信理財香港有限公司

Charles Schwab is one of the largest retail and institutional brokerage and financial services firms in the United States, and its Hong Kong entity holds a broad set of SFC licences encompassing securities and futures advisory, corporate finance, automated trading services, and asset management. The Hong Kong operation primarily serves US-connected clients and expatriates, providing access to US and international securities markets alongside wealth management and investment advisory services. Schwab is known for its disruptive, low-cost brokerage model and comprehensive range of investment products spanning ETFs, mutual funds, equities, and fixed income. The Hong Kong presence complements Schwab's global wealth management platform, catering to internationally mobile high-net-worth clients and institutional investors.

91
Total licensed
10
Currently active
23
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
9
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
WEE Junwei
DealingAdvising
BSR0262025-01-02
WONG Miu Wan 黃淼雲
DealingAdvising
BNR8302022-06-27
CHEUNG William Wai Yin 張偉彥
DealingAdvising
BNY4282022-04-28
CHAN Tze Ho 陳梓灝
DealingAdvising
BQN3292021-02-10
LAM Hoi Yan 林藹欣
DealingAdvising
BMD0212019-12-23
NG Jin Ho Simon 吳榐浩
DealingAdvising
BOW8142019-10-02
CHAN So Han 陳素嫻
DealingAdvising
AOJ3932019-01-29
LAM Cheung Kit, Jacky 林長傑
DealingAdvising
APW8262017-03-31
KWOK Ming San 郭明燊
DealingAdvisingAdv.Futures
APR7752014-10-06
WONG Wai Mei, Maria 黃惠微
DealingAdvisingAdv.Futures
AEX1842005-12-07

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.