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Investment BankActive

China Enterprise Securities Company Limited

華業金控證券有限公司

65
Total licensed
7
Currently active
43
Arrivals tracked
35
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Yue Xiu Futures3
2Fortune Securities2
3Axis Capital Management Limited2
4Yue Xiu Securities2
5South China Financial1
6Kingsway Financial1
7OnePlatform Asset Management Limited1
8Pegasus Fund Managers Limited1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Hao Tian International Securities3
2Huge Asset Management Limited2
3SBI China Capital2
4Noah Holdings2
5Yupei Fortune Capital Limited2
6China Enterprise Capital Company Limited1
7China Reserve Securities Limited1
8Wealth Link Securities Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇫🇷France
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
ZHANG Philippe
AdvisingAsset Mgmt
BVS3732025-01-07

Top competitors by talent overlap

1Changjiang Securities5.72Sino-Rich Securities & Futures Limited5.63China Yinsheng International Securities Limited5.64Yue Xiu Securities5.65SBI China Capital5.56Southwest Securities5.57Hong Kong Asset Management Limited5.48Guosen Securities5.39China Securities5.310Shanxi Securities5.3