SSFC Flows
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Broker-DealerActive

MCM Asia

(以曼睿資本名義經營業務)

73
Total licensed
14
Currently active
38
Arrivals tracked
26
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
1
🇬🇧United Kingdom
1
🇮🇳India
1

People

Active SFC licences
Name CE# Joined
LAM Kwai Yip Janet 林桂葉
Dealing
BQM1162025-12-09
SUN Yuxi 孙宇羲
DealingAdvising
BTX5452025-10-14
MOK Wai Ling Ezena 莫惠玲
DealingAdvising
BTY7982025-09-23
AGRAWAL Nitin
DealingAdvising
BUZ4562024-06-11
GOH Kian Liem, Joel 吳鍵林
DealingAdvising
ADI9402024-04-23
KIANG Tien Sik, David 江天錫
Dealing
AAE6282024-03-06
WILLIAMS Katherine Juri
Dealing
ANR8512021-09-14