Northern Trust is a leading global financial institution headquartered in Chicago, operating in Hong Kong as a full-service asset manager and institutional securities firm. Its Hong Kong operations focus on asset management, custody services, and securities dealing, serving as a key hub for its Asia-Pacific institutional business. The firm primarily serves institutional clients including pension funds, sovereign wealth funds, endowments, and large corporations. Northern Trust is particularly well known for its investment management, asset servicing, and wealth management capabilities, with a strong emphasis on passive and factor-based investment strategies.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LI Kai Yin, Kelly 李佳燕 Dealing | BYT218 | 2026-10-13 | |
| BERRY William Francis DealingAdvising | BYK533 | 2026-09-04 | |
| WONG Jun 王俊 DealingFutures | BMG252 | 2026-08-06 | |
| PAN Xuan 潘璇 DealingAdvising | BBX342 | 2026-01-02 | |
| ROHOF Jan Wilhelm DealingAdvising | BPQ451 | 2024-11-29 | |
| TSUI Sing Yam 徐星任 DealingAdvisingAsset Mgmt | BRO927 | 2023-09-28 | |
| NG Chi Ngai, Edgar 吳志毅 Dealing | BAN070 | 2023-06-01 | |
| YUEN Ho Lam Fedora 袁皓琳 DealingAdvising | BMQ792 | 2022-05-27 | |
| PIEMPREECHA Sophie Ann Asset Mgmt | BRD700 | 2021-05-21 | |
| CHAU Ching Ha 周靜霞 Asset Mgmt | APF193 | 2020-11-19 | |
| HWANG Min Wen Dealing | BHF276 | 2020-05-19 | |
| LI Xiaojing Valerie 李筱菁 Dealing | BOI452 | 2019-05-06 | |
| COYLE Jeffery Dealing | AOX763 | 2019-02-18 | |
| TAN Thuan Shiah Michael DealingFuturesAsset Mgmt | BFY806 | 2015-08-06 | |
| LAM Chi Ping 林治平 DealingFuturesAdvisingAsset Mgmt | AOY505 | 2014-07-09 | |
| LO Ka Bik, Elmen 盧家碧 Dealing | BAK711 | 2012-11-08 | |
| WONG Man Chun, Manfred 黃文俊 DealingFuturesAdvisingAsset Mgmt | ASD075 | 2012-02-22 | |
| ENG Bun Sieng Dealing | AYD550 | 2011-10-10 | |
| FANNIN Dane Gower DealingAdvising | AQG777 | 2008-03-03 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.