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Broker-DealerActive

Open Securities Limited

開盤證券有限公司

172
Total licensed
5
Currently active
90
Arrivals tracked
104
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Yuanta8
2RHB Securities4
3China Everbright Securities2
4Oriental Wealth Futures2
5Phillip Securities2
6KGI Securities2
7Oriental Wealth Securities Limited2
8Hong Kong International Securities2

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Yuanta5
2Capital Global Management Limited5
3Capital Securities5
4Soochow Securities3
5Waterland Securities3
6Ever-Long Securities Company Limited3
7SinoPac Securities2
8Emperor Securities Limited2

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
ZHANG Wenrui 張文瑞
Dealing
BWX2042026-01-19
ZHU Weiyi 朱唯一
DealingFutures
BPW9362025-12-12
YAN Huakai 嚴華凱
Dealing
BWY6392025-11-28
CHEUNG Tik Ho, Penny 張迪豪
DealingFutures
AOM5992025-05-08
GAO Meng 高萌
Dealing
BTS5212023-06-07

Top competitors by talent overlap

1Oshidori Securities Limited5.42Beta International Securities5.23Okasan Securities5.24Quam Securities5.25KCG Securities Asia5.26Orientiert XYZ Securities Limited5.27Norman Kong Securities Company Limited5.18Matrix Securities5.19Korea Investment & Securities5.110BlackRock5.1