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Broker-DealerActive

Oppenheimer Holdings

凱萬亞洲有限公司

64
Total licensed
8
Currently active
25
Arrivals tracked
27
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LU Cindy Xingyi
DealingAdvising
BRW8972023-01-13
YAU Geoffrey Cheuk Fei 邱卓飛
Dealing
BJT9012017-06-21
CHUNG Michael
DealingAdvising
AUC5052012-04-30