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Broker-DealerActive

Optima Capital Limited

創越融資有限公司

94
Total licensed
9
Currently active
44
Arrivals tracked
51
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Shang International Finance Limited4
2Haitong International Capital3
3BOC International2
4CCB International2
5Shenwan Hongyuan1
6Nuada Limited1
7Platinum Securities1
8RHB Capital1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Guotai Junan5
2Industrial and Commercial Bank of China (Asia)4
3Quam Capital4
4China Merchants Securities3
5AMS Capital Limited2
6Halcyon Capital Limited2
7Southwest Securities2
8Hercules Capital Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

1Optimas Capital Limited5.72Sumitomo Mitsui Asset Management5.13Orion Investment Management4.94Vision Finance4.95Quam Capital4.96Altus Capital Limited4.97Ample Capital Limited4.98Celetio Investments Limited4.99JK Capital Management Limited4.910ALPS Advisory4.8