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Broker-DealerActive

Roofer Securities Limited

路華證券有限公司

30
Total licensed
8
Currently active
24
Arrivals tracked
10
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Guotai Global Investments2
2Beijing Securities1
3Phillip Capital Management1
4Zheshang International Financial Holdings1
5Yuanyin Securities Limited1
6Yuanyin Asset Management Limited1
7Victory Securities1
8Top Gear Asset Management1

Where talent goes

Top 8 of 9

Destination firms · departures 2003–present

1Well Link Securities Limited2
2Hongkong Bay Securities Limited1
3Hua Nan Securities1
4KGI Securities1
5Oriental Wealth Securities Limited1
6RHB Securities1
7Silverbricks Securities1
8SPIC Asset Management1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
4
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
SHI Lei 石磊
DealingAdvising
BIE8892025-12-09
CHEN Xuanren 陳宣任
DealingAdvising
BOK8822025-11-17
GUO Sijing 郭思靜
DealingAdvising
AZR3002024-06-18
LUN Carrie 倫緦潣
DealingAdvising
AIR7002024-04-03
LI Xunming 李迅明
DealingAdvising
BFX7302023-06-14

Top competitors by talent overlap

1Wings Securities5.42Yue Shing Securities Company Limited5.33Wing On Securities5.34Lei Shing Hong Securities Limited5.35Wing Tak Securities Limited5.36Tse's Securities Limited5.37Gransing Securities5.28Tai Shing Stock Investment Co. Limited5.29Tat Lee Securities Company Limited5.210Hang Tai Securities5.2